Rosa M Olivas

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 10/2016
  J.P. Morgan Securities Llc
  Mesa, AZ
• 07/2010 → 10/2016
  Jpmorgan Chase Bank, N.A.
  Mesa, AZ
• 12/2016 → 10/2019
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 10/2019 → 11/2021
  Merrill Lynch, Pierce, Fenner & Smith Inc.
  Phoenix, AZ
• 10/2019 → 11/2021
  Bank Of America, N.A.
  Phoenix, AZ
• 12/2021 → 11/2023
  Jpmorgan Chase Bank, N.A.
  Tempe, AZ
• 12/2021 → 11/2023
  J.P. Morgan Securities Llc
  Tempe, AZ
• 12/2016 → 10/2019
  Vanguard Group
  Scottsdale, AZ
• 11/2016 → 11/2016
  Unemployed
  Mesa, AZ
• 12/2023 → Present
  Morgan Stanley
  Gilbert, AZ

Previous Registrations

• 2022-02-10 → 2023-11-14
  J.P. Morgan Securities Llc
  Tempe, AZ
  Tempe, AZ
  Tempe, AZ
• 2021-03-17 → 2021-11-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Phoenix, AZ
  Tempe, AZ
  Gilbert, AZ
  New York, NY
  Phoenix, AZ
  Phoenix, AZ

Exams

• S66 Uniform Combined State Law Examination
  2021-03-13
• S63 Uniform Securities Agent State Law Examination
  2015-05-06

Other Names

• Rosa Barraza
• Rosa Diaz
• Rosa Maria Barraza Diaz
• Rosa Maria Barraza Diaz
• Rosa Maria Olivas
• Rosa Olivas