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Raul Fernandez

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-16
NY RA APPROVED 2025-09-15
  • TX RA
    APPROVED_RES
    Since 2025-09-16
  • NY RA
    APPROVED
    Since 2025-09-15

Branch Locations

277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Ramsey NJ 03/2015 11/2017
Jp Morgan Chase Bank Ramsey NJ 03/2015 11/2017
Ubs Financial Services Weehawken NJ 11/2017 08/2025
J.P. Morgan Securities Llc New York NY 08/2025 Present
Jpmorgan Chase Bank, N.A. New York NY 08/2025 Present
  • 03/2015 → 11/2017
    Jp Morgan Securities Llc
    Ramsey, NJ
  • 03/2015 → 11/2017
    Jp Morgan Chase Bank
    Ramsey, NJ
  • 11/2017 → 08/2025
    Ubs Financial Services
    Weehawken, NJ
  • 08/2025 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 08/2025 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-16
S63 Uniform Securities Agent State Law Examination 2015-04-17
  • S66 Uniform Combined State Law Examination
    2018-02-16
  • S63 Uniform Securities Agent State Law Examination
    2015-04-17
Other Names
  • Raul J Fernandez
  • Raul Fernandez
  • Raul Junior Fernandez

View on SEC IAPD

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