Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
5700 Oakland Ave Ste 400, St Louis, MO 63110 • United States
Saint Louis, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life | St. Paul | MN | 05/2015 | 08/2023 |
| Renaissance Financial | St. Louis | MO | 05/2015 | Present |
| Securian Financial Services Inc. | St. Paul | MN | 05/2015 | 08/2023 |
| Cetera Wealth Services, Llc | St. Louis | MO | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: June 2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: June 2015 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 3. NAME OF OTHER BUSINESS: OUR LITTLE HAVEN; INVESTMENT RELATED: NO; ADDRESS: 4316 LINDELL BLVD SAINT LOUIS, MO 63108; NATURE OF BUSINESS: NON PROFIT; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: TRUSTEE / INVESTMENT COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, REVIEW INVESTMENT PORTFOLIO, DISCUSS INVESTMENT CHANGES WITH OTHER MEMBERS, RECOMMEND REBALANCE, FUND CHANGES; 4. NAME OF OTHER BUSINESS: TRACY FAMILY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: P.O. BOX 25 MOUNT STERLING, IL 62353; NATURE OF BUSINESS: NON PROFIT; START DATE: 04/2025; POSITION/TITLE/RELATIONSHIP: INVESTMENT COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REVIEW/MONITOR THE WORK OF THE INVESTMENT ADVISORS, DISCUSS ALLOCATION STRATEGIES, ATTEND QUARTERLY MEETINGS, DISCUSS WITH OTHER MEMBERS, SEND RECOMMENDATIONS TO THE BOARD; 5. NAME OF OTHER BUSINESS: TRACY FAMILY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: P.O. BOX 25, MOUNT STERLING, IL 62353; NATURE OF BUSINESS: BOARD; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: INVOLVED IN MAKING DECISIONS TO BEST FURTHER THE MISSION AND DEVELOPMENT OF THE FOUNDATION;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-30 |
Reach out to this advisor