Carter Street

Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 04/2017
  Scottrade
  Fort Lauderdale, FL
• 04/2017 → 01/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denton, TX
• 04/2017 → 01/2021
  Bank Of America, N.A.
  Denton, TX
• 01/2021 → 02/2022
  Lpl Financial Llc
  Mckinney, TX
• 01/2021 → 05/2022
  Simmons Bank
  Mckinney, TX
• 01/2017 → 04/2017
  Scottrade Investment Management
  Fort Lauderdale, FL
• 05/2022 → 06/2025
  J.P. Morgan Securities Llc
  Plano, TX
• 05/2022 → 06/2025
  Jpmorgan Chase Bank, N.A.
  Plano, TX
• 06/2025 → Present
  Allworth Financial
  Addison, TX
• 06/2025 → Present
  Aw Securities
  Addison, TX

Previous Registrations

• 2022-10-18 → 2025-06-15
  J.P. Morgan Securities Llc
  Charlotte, NC
  Plano, TX
• 2021-01-13 → 2022-05-31
  Lpl Financial Llc
  Durant, OK
  Mckinney, TX
  Palatine, IL
  Dallas, TX
  Sherman, TX
• 2017-05-09 → 2021-01-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denton, TX
  Denton, TX
  Dallas, TX
  Prosper, TX
  Prosper, TX
  Mckinney, TX
• 2016-02-02 → 2016-04-28
  Northwestern Mutual Investment Services, Llc
  Ft Lauderdale, FL

Exams

• S66 Uniform Combined State Law Examination
  2016-01-26

Designations

• Certified Financial Planner

Other Names

• Carter James Street
• Carter Street
• Carter J Street