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Joseph Lee Bauwens

Lanark Financial, Inc.

Jackson, MO

Perryville, MO

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Current Employers
Lanark Financial, Inc.

1927 First Avenue North, Birmingham, AL 35203 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-03-01
TX RA APPROVED_RES 2023-05-25
MO RA APPROVED 2019-06-07
  • AL RA
    APPROVED
    Since 2024-03-01
  • TX RA
    APPROVED_RES
    Since 2023-05-25
  • MO RA
    APPROVED
    Since 2019-06-07

Branch Locations

320 W. Main, Jackson, MO 63755 • United States

406 N. Perryville Blvd, Perryville, MO 63755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Farmington MO 04/2015 03/2018
Thrivent Financial Appleton WI 09/2015 03/2018
First State Financial Management Farmington MO 03/2018 Present
  • 04/2015 → 03/2018
    Thrivent Investment Management Inc
    Farmington, MO
  • 09/2015 → 03/2018
    Thrivent Financial
    Appleton, WI
  • 03/2018 → Present
    First State Financial Management
    Farmington, MO
Previous Registrations
  • 2018-03-07 → 2019-06-07
    First State Financial Management, Inc.
    Jackson, MO
    Farmington, MO
    Farmington, MO
    Jackson, MO
  • 2015-07-06 → 2018-03-09
    Thrivent Investment Management Inc.
    Overland Park, KS
    Cape Girardeau, MO
    Farmington, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-02
  • S66 Uniform Combined State Law Examination
    2015-07-02

View on SEC IAPD

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