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Current Employers
Realta Investment Advisors, Inc

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-12
CA RA APPROVED 2025-03-04
  • AZ RA
    APPROVED
    Since 2025-03-12
  • CA RA
    APPROVED
    Since 2025-03-04

Branch Locations

1820 E Ray Road, Chandler, AZ 85225 • United States

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Dfpg Investments Inc South Jordan UT 03/2015 08/2017
Centaurus Financial, Inc Anaheim CA 08/2017 05/2020
Center Street Securities, Inc Nashville TN 05/2020 04/2022
Center Street Advisors, Inc. Nashville TN 05/2020 04/2022
Carmona Wealth Rancho Mission Viejo CA 04/2022 Present
Dillon Hall Insurance Chandler AZ 10/2015 Present
Emerson Equity, Llc San Mateo CA 04/2022 07/2023
Succession Planning Team Indian Wells CA 08/2019 Present
Arkadios Capital Atlanta GA 07/2023 02/2025
Arkadios Wealth Advisors Atlanta GA 07/2023 02/2025
Realta Investment Advisors, Inc. Wilmington DE 02/2025 Present
Realta Equities, Inc. Wilmington DE 02/2025 Present
  • 03/2015 → 08/2017
    Dfpg Investments Inc
    South Jordan, UT
  • 08/2017 → 05/2020
    Anaheim, CA
  • 05/2020 → 04/2022
    Center Street Securities, Inc
    Nashville, TN
  • 05/2020 → 04/2022
    Center Street Advisors, Inc.
    Nashville, TN
  • 04/2022 → Present
    Carmona Wealth
    Rancho Mission Viejo, CA
  • 10/2015 → Present
    Dillon Hall Insurance
    Chandler, AZ
  • 04/2022 → 07/2023
    San Mateo, CA
  • 08/2019 → Present
    Succession Planning Team
    Indian Wells, CA
  • 07/2023 → 02/2025
    Arkadios Capital
    Atlanta, GA
  • 07/2023 → 02/2025
    Atlanta, GA
  • 02/2025 → Present
    Wilmington, DE
  • 02/2025 → Present
    Realta Equities, Inc.
    Wilmington, DE
Previous Registrations
  • 2023-08-01 → 2025-03-28
    Gilbert, AZ
  • 2022-04-27 → 2023-10-13
    Chandler, AZ
    Gilbert, AZ
    Irvine, CA
  • 2020-05-20 → 2022-04-20
    Center Street Advisors, Inc.
    Mesa, AZ
    Henderson, NV
    Mesa, AZ
  • 2017-08-11 → 2020-05-08
    Indian Wells, CA
    Gilbert, AZ
    Anaheim, CA
    Anaheim, CA
  • 2017-06-22 → 2017-08-02
    Dfpg Investments, Llc
    South Jordan, UT
    Gilbert, AZ
Other Businesses

1) CARMONA WEALTH; DBA; INVESTMENT-RELATED; START: 8/2026; 1820 E RAY RD CHANDLER, AZ 85225; START: 4/2022; WWW.CARMONAWEALTH.COM; VICE PRESIDENT; COMMISSIONS; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS. 2) DILLON HALL INSURANCE; NOT INVESTMENT RELATED; 1820 E RAY RD CHANDLER, AZ 85225; START: 10/2015; FIXED INSURANCE SALES; AGENT, COMMISSIONS; 0-1 HOURS PER WEEK NONE DURING NORMAL TRADING HOURS. 3) ESTATE PLANNING TEAM; INVESTMENT RELATED; 45110 CLUB DRIVE, STE B INDIAN WELLS, CA 92210; WWW.MYEPT.COM; EXPLAIN DEFERRED SALES TRUST TO INDIVIDUALS INTERESTED IN DEFERRING CAPITAL GAINS TAXES WITH THIS STRATEGY; COMPENSATION PERCENTAGE PAID IF MANAGE THE FUNDS IN DEFERRED SALES TRUST; 1-2 HOURS PER WEEK DURING NORMAL TRADING HOURS. 4)-REALTA INVESTMENT ADVISORS, INC.; INVESTMENT RELATED; 1201 N ORANGE STREET SUITE 729 WILMINGTON, DE 19801; START: 2/2025; WWW.REALTAWEALTH.COM; INVESTMENT ADVISORY SERVICES; INVESTMENT ADVISOR REPRESENTATIVE; FEES; 15 HOURS PER WEEK DURING NORMAL TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-14
S63 Uniform Securities Agent State Law Examination 2015-09-04
  • S65 Uniform Investment Adviser Law Examination
    2017-06-14
  • S63 Uniform Securities Agent State Law Examination
    2015-09-04

View on SEC IAPD

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