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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-31
  • CA RA
    APPROVED
    Since 2022-03-31

Branch Locations

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

22371 Antonio Pkwy, Rancho Santa Margarita, CA 92688 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Mission Viejo CA 03/2015 01/2017
Jp Morgan Chase Bank Mission Viejo CA 03/2015 01/2017
Jp Morgan Securities, Llc Ladera Ranch CA 01/2017 07/2021
Jp Morgan Chase Bank Na Ladera Ranch CA 01/2017 07/2021
Wells Fargo Clearing Services, Llc Rancho Santa Margarita CA 08/2021 12/2021
Wells Fargo Bank, Na Rancho Santa Margarita CA 08/2021 Present
Wells Fargo Clearing Services, Llc Rancho Santa Margarita CA 03/2022 Present
  • 03/2015 → 01/2017
    Jp Morgan Securities Llc
    Mission Viejo, CA
  • 03/2015 → 01/2017
    Jp Morgan Chase Bank
    Mission Viejo, CA
  • 01/2017 → 07/2021
    Jp Morgan Securities, Llc
    Ladera Ranch, CA
  • 01/2017 → 07/2021
    Jp Morgan Chase Bank Na
    Ladera Ranch, CA
  • 08/2021 → 12/2021
    Rancho Santa Margarita, CA
  • 08/2021 → Present
    Wells Fargo Bank, Na
    Rancho Santa Margarita, CA
  • 03/2022 → Present
    Rancho Santa Margarita, CA
Other Businesses

XANDER PAIGE, NOT INVT RELATED, ORANGE, CA, 50% OWNERSHIP, START DATE 9/2/2021, 8 HRS PER MONTH, 0 HRS DURING TRADING, SELL SUNGLASSES AND VISORS ONLINE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-14
S63 Uniform Securities Agent State Law Examination 2015-04-15
  • S66 Uniform Combined State Law Examination
    2022-02-14
  • S63 Uniform Securities Agent State Law Examination
    2015-04-15
Other Names
  • Katherina Magno Concepcion
  • Kat Quito
  • Katherina C Quito
  • Katherina Quito
  • Katherina Concepcion Quito
  • Kat C. Quito

View on SEC IAPD

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