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2000 Mckinney Avenue Suite 700, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-06 |
Branch Locations
2000 Mckinney Avenue Suite 700, Dallas, TX 75201 • United States
745 E Mulberry St., Ste 400, San Antonio, TX 78121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 08/2011 | 10/2021 |
| Bbva Securities Inc. | San Antonio | TX | 05/2013 | 10/2021 |
| Compass Bank | Birmingham | AL | 09/2010 | 10/2021 |
| Cima Industries Llc | San Antonio | TX | 07/2017 | 08/2018 |
| Lifevantage | San Antonio | TX | 06/2017 | 08/2018 |
| Texas Capital Bank | San Antonio | TX | 03/2023 | Present |
| Tcbi Securities, Inc. | San Antonio | TX | 05/2023 | Present |
| Pnc Bank | San Antonio | TX | 10/2021 | 03/2023 |
| Texas Capital Private Wealth Advisors | Dallas | TX | 03/2023 | Present |
* the name of the other business; Texas Capital Bank *whether the business is investment-related; not investment related *the address of the other business; 745 E Mulberry Street San Antonio TX 78212 *the nature of the other business; Banking *your position; Relationship Manager Private Bank Advisor *title, or relationship with the other business; Executive Director *the start date of your relationship; 03/29/2023 *the approximate number of hours/month you devote to the other business; 120 *the number of hours you devote to the other business during securities trading hours; 80 *and briefly describe your duties relating to the other business; meeting with clients and discussing banking solutions for their personal needs
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-28 |
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