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Current Employers
Texas Capital Bank Private Wealth Advisors

2000 Mckinney Avenue Suite 700, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-06
  • TX RA
    APPROVED
    Since 2023-09-06

Branch Locations

2000 Mckinney Avenue Suite 700, Dallas, TX 75201 • United States

745 E Mulberry St., Ste 400, San Antonio, TX 78121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Compass Insurance Agency, Inc. Austin TX 08/2011 10/2021
Bbva Securities Inc. San Antonio TX 05/2013 10/2021
Compass Bank Birmingham AL 09/2010 10/2021
Cima Industries Llc San Antonio TX 07/2017 08/2018
Lifevantage San Antonio TX 06/2017 08/2018
Texas Capital Bank San Antonio TX 03/2023 Present
Tcbi Securities, Inc. San Antonio TX 05/2023 Present
Pnc Bank San Antonio TX 10/2021 03/2023
Texas Capital Private Wealth Advisors Dallas TX 03/2023 Present
  • 08/2011 → 10/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 05/2013 → 10/2021
    Bbva Securities Inc.
    San Antonio, TX
  • 09/2010 → 10/2021
    Compass Bank
    Birmingham, AL
  • 07/2017 → 08/2018
    Cima Industries Llc
    San Antonio, TX
  • 06/2017 → 08/2018
    Lifevantage
    San Antonio, TX
  • 03/2023 → Present
    Texas Capital Bank
    San Antonio, TX
  • 05/2023 → Present
    Tcbi Securities, Inc.
    San Antonio, TX
  • 10/2021 → 03/2023
    Pnc Bank
    San Antonio, TX
  • 03/2023 → Present
    Texas Capital Private Wealth Advisors
    Dallas, TX
Other Businesses

* the name of the other business; Texas Capital Bank *whether the business is investment-related; not investment related *the address of the other business; 745 E Mulberry Street San Antonio TX 78212 *the nature of the other business; Banking *your position; Relationship Manager Private Bank Advisor *title, or relationship with the other business; Executive Director *the start date of your relationship; 03/29/2023 *the approximate number of hours/month you devote to the other business; 120 *the number of hours you devote to the other business during securities trading hours; 80 *and briefly describe your duties relating to the other business; meeting with clients and discussing banking solutions for their personal needs

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-06
S63 Uniform Securities Agent State Law Examination 2006-02-28
  • S65 Uniform Investment Adviser Law Examination
    2023-09-06
  • S63 Uniform Securities Agent State Law Examination
    2006-02-28
Other Names
  • Liz Medina
  • Yadira Elizabeth Medina
  • Yadira E Medina
  • Yadira E. Medina

View on SEC IAPD

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