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Christopher Jon Smith

Ameriprise Financial Services, LLC

Arvada, CO

Arvada, CO

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-11-16
TX RA APPROVED 2004-12-02
  • CO RA
    APPROVED
    Since 2020-11-16
  • TX RA
    APPROVED
    Since 2004-12-02

Branch Locations

6390 Gardenia St Ste 250, Arvada, CO 80004 • United States

Arvada, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Southlake TX 09/2005 03/2020
Ameriprise Financial Services, Llc Fort Worth TX 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-01
  • S66 Uniform Combined State Law Examination
    2004-12-01
Other Names
  • Chris Smith

View on SEC IAPD

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Other Offices

ASPEN WEALTH STRATEGIES, LLC · ARVADA, CO
LPL FINANCIAL LLC · ARVADA, CO
VASCORP WEALTH ADVISORS · ARVADA, CO
STATE FARM INVESTMENT MANAGEMENT CORP. · Arvada, CO
COMMONWEALTH FINANCIAL NETWORK · Arvada, CO
CWM, LLC · Arvada, CO
OSAIC WEALTH, INC. · ARVADA, CO
EDWARD JONES · ARVADA, CO

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