Robert A Mccarty

Current Employers

Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2025-01-22
CA	RA	APPROVED	2024-11-22

GA RA
APPROVED

Since 2025-01-22
CA RA
APPROVED

Since 2024-11-22

Branch Locations

7 Dowlin Forge Rd, Exton, PA 19341 • United States

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Technology Ventures Corporation	Albuquerque	NM	07/2014	Present
Ep Wealth Advisors, Llc	Torrance	CA	12/2022	Present

07/2014 → Present

Technology Ventures Corporation

Albuquerque, NM
12/2022 → Present

Ep Wealth Advisors, Llc

Torrance, CA

Previous Registrations

2015-05-07 → 2022-12-22

Warren Financial Service

Kennesaw, GA

Other Businesses

PRISM ANALYTICS, INC. 2270-D WYOMING BLVD NE #420 ALBUQUERQUE, NM 87112 COMPANY PROVIDES DYNAMNIC PREDICTIVE ANALYTICS RELATED TO SUPPLY CHAIN ISSUES NON-INVESTMENT RELATED BOARD MEMBER SINCE 2012, NO OWNERSHIP POSITION PROVIDE ADVICE AND COUNSEL TO CEO/ CTO OF THIS TECH-BASED START-UP COMPANY APPROXIMATELY 2-4 HRS/ MONTH DURING NON-TRADING HOURS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-04-02

S65 Uniform Investment Adviser Law Examination

2015-04-02

View on SEC IAPD

Current Employers

Ep Wealth Advisors

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

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