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Steven Robert Robbins

Charles Schwab & Co., Inc.

Charlotte, NC

Winston-Salem, NC

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-12-03
  • NC RA
    APPROVED
    Since 2019-12-03

Branch Locations

4529 Sharon Road, Charlotte, NC 28211-3521 • United States

380 Knollwood Suite E, Winston-Salem, NC 27103-1847 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Winston-Salem NC 03/2015 Present
Charles Schwab Bank Winston-Salem NC 03/2015 Present
Other Businesses

Start Date = 04-26-21| DSNB Properties LLC| owner| Winston Salem, NC| Hours/Month = Less than 20| JT. Owner of an LLC that has a rental property with little time commitment

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-14
S63 Uniform Securities Agent State Law Examination 2015-08-04
  • S65 Uniform Investment Adviser Law Examination
    2016-09-14
  • S63 Uniform Securities Agent State Law Examination
    2015-08-04

View on SEC IAPD

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