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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-03-31 |
Branch Locations
9245 Northpark Dr, Johnston, IA 50131 • United States
9245 Northpark Dr, Johnston, IA 50131 • United States
4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farm Bureau Financial Services | West Des Moines | IA | 06/2016 | 05/2018 |
| Fbl Marketing Services, Llc | West Des Moines | IA | 07/2016 | 05/2018 |
| Heartland Retirement Group | Johnston | IA | 05/2018 | Present |
| Gradient Securities, Llc | Arden Hills | MN | 09/2018 | 12/2022 |
| Redi Group, Llc | West Des Moines | IA | 08/2017 | Present |
| Jf Holdings, Llc | West Des Moines | IA | 06/2018 | Present |
| Jf Capital, Llc | West Des Moines | IA | 06/2020 | Present |
| Gradient Wealth Management | Arden Hills | MN | 02/2022 | 12/2022 |
| Gladstone Wealth Partners | Johnston | IA | 12/2022 | 03/2023 |
| Brokers International Financial Services | Johnston | IA | 03/2023 | Present |
1) Heartland Retirement Group Wealth Management; Investment Related; 9245 Northpark Dr, Johnson, IA 50131; Wealth Management; Co-owner/financial advisor; 03/01/2023; 4 hours per month; 4 hours during security hours; DBA for securities 2) Heartland Retirement Group/ASB; Not Investment Related; 9245 Northpark Dr, Johnston, IA 50131; Insurance Sales; Unit Sales Manager/Insurance Agent; 05/01/2018; 16 hours per month; 16 hours during security hours; Sales of fixed insurance products 3) Redi Group, LLC; Not investement related; 1054 Burr Oaks Dr, West Des Moines, IA 50266; Real Estate; Owner; 05/01/2018; 1 hour per month; 0 hours during security hours; Manage Real Estate Developments 4) JF Holdings Group, LLC; Not Investment Related; 1054 Burr Oaks Dr, West Des Moines, IA 50266; Insurance Business; Owner; 05/01/2018; 16 hours per month; 16 hours during security hours; Insurance sales 5) Kalvin Johnson LLC; not investment related; 1054 Burr Oaks Dr, West Des Moines, IA 50266; Insurance Business; Owner; 05/01/2016; 16 hours per month; 16 hours during security hours; Insurance sales 6) WDM Logs, LLC; Investment Related; 1054 Burr Oaks Dr, West Des Moines, IA 50266; Private placement Logging Business; Member; 05/01/2021; 1 hour per month; 0 hours during security hours; Member of private placement that invested in logging company.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-11 |
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