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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-01 |
Branch Locations
225 W Santa Clara St Ste 1600, San Jose, CA 95113-1723 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| In Home Support Services | San Jose | CA | 05/2015 | Present |
| Foresters Financial Services | San Jose | CA | 03/2016 | 02/2019 |
| Bj's Restaurant | San Jose | CA | 02/2016 | 03/2017 |
| Ameriprise Financial Services, Inc. | Campbell | CA | 02/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | San Jose | CA | 03/2020 | Present |
Outside Employment; In Home Support Services; Care Provider - Take care of an individual with MS that cannot take care of themselves.; ; 649 Heath St, , Milpitas, CA, 95035; Not Investment-Related; 08/01/2006; 20 to 39 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-04-23 |
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