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Monex Asset Management, Inc. CRD 148123
$651M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
440 Louisiana Street Suite 1240, Houston, TX 77002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-10 |
Branch Locations
440 Louisiana Street Suite 1240, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Monex Securities, Inc. | Houston | TX | 02/2015 | 05/2020 |
| Monex Securities, Inc. | Houston | TX | 06/2020 | Present |
| Monex Asset Management, Inc. | Houston | TX | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-03 |
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