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CRD 6462211
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-06-03 |
Branch Locations
355 Memorial Way, Chico, CA 95926 • United States
1512 Eureka Rd 3Rd Fl [Ne-Rbo], Roseville, CA 95661 • United States
2485 Notre Dame Blvd, Chico, CA 95928 • United States
2325 Myers St, Oroville, CA 95966 • United States
954 East Ave, Chico, CA 95926 • United States
6930 Skyway Blvd, Paradise, CA 95969 • United States
555 Walnut St, Red Bluff, CA 96080 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Chico | CA | 03/2015 | 11/2016 |
| Wells Fargo Bank, Na | Chico | CA | 11/2008 | Present |
| Wells Fargo Clearing Services, Llc | Chico | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-03 |
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