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Current Employers
Brandywine Oak Private Wealth Llc

500 Old Forge Lane Suite 501, Kennett Square, PA 19348 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-07-30
TX RA APPROVED 2018-07-27
  • PA RA
    APPROVED
    Since 2018-07-30
  • TX RA
    APPROVED
    Since 2018-07-27

Branch Locations

500 Old Forge Lane Suite 501, Kennett Square, PA 19348 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington DE 03/2015 07/2018
Wyeth Private Wealth, Llc Chadds Ford PA 07/2018 10/2018
Purshe Kaplan Sterling Investments, Inc Albany NY 07/2018 Present
Brandywine Oak Private Wealth Kennett Square PA 10/2018 Present
  • 03/2015 → 07/2018
    Wilmington, DE
  • 07/2018 → 10/2018
    Wyeth Private Wealth, Llc
    Chadds Ford, PA
  • 07/2018 → Present
    Purshe Kaplan Sterling Investments, Inc
    Albany, NY
  • 10/2018 → Present
    Brandywine Oak Private Wealth
    Kennett Square, PA
Previous Registrations
Other Businesses

1. Brandywine Oak Private Wealth-Investment related-500 Old Forge Lane, Suite 501, Kennett Square, PA 19348-Registered Investment Advisor-Private Wealth Manager/CCO-7/27/2018-160 hrs/mth-7 during trading hrs-Compliance officer, manage client relationships.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-15
  • S66 Uniform Combined State Law Examination
    2015-10-15
Designations

View on SEC IAPD

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