Best Investors
Account
Sign in
Best Investors
Account
Sign in
403 Allegheny Avenue, Towson, MD 21204 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2019-07-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Red Oak Financial Group, Llc | Towson | MD | 03/2015 | Present |
| Lpl Financial, Llc | Towson | MD | 03/2015 | Present |
1. 12/15/2021 - Red Oak Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/03/2022. 2. 01/26/2022 - Red Oak Financial Group, LLC - DBA: Red Oak Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/03/2022 - 100 Hours Per Month/100 Hours During Securities Trading - Time Spent 63%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-25 |
Reach out to this advisor