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Rosalie Litz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Ewing, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-08-17
NJ RA APPROVED 2015-08-10
  • TX RA
    APPROVED
    Since 2015-08-17
  • NJ RA
    APPROVED
    Since 2015-08-10

Branch Locations

1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States

Ewing, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 03/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-06
  • S66 Uniform Combined State Law Examination
    2015-08-06
Other Names
  • Rosalie Crowe
  • Rosalie Marie Crowe

View on SEC IAPD

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