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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-03-06 |
| TX | RA | APPROVED | 2025-03-06 |
Branch Locations
Cockeysville, MD • United States
225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hunt Valley | MD | 07/2023 | 03/2025 |
| Apex Tool Group | Sparks Glencoe | MD | 06/2017 | 07/2023 |
| Weyrich Cronin & Sorra | Hunt Valley | MD | 12/2018 | 04/2022 |
| Clearview Group | Owings Mills | MD | 08/2018 | 10/2018 |
| Rs&F | Towson | MD | 01/2018 | 07/2018 |
| Towson University | Towson | MD | 08/2015 | 12/2017 |
| Amb Group/Golfsmith | Timonium | MD | 05/2015 | 10/2016 |
| Baltimore Country Club | Timonium | MD | 03/2011 | 10/2016 |
| Bank Of America, N.A. | Hunt Valley | MD | 10/2023 | 03/2025 |
| Rbc Capital Markets, Llc | Hunt Valley | MD | 03/2025 | Present |
| City National Bank | Hunt Valley | MD | 08/2025 | Present |
(1) Name of the other businessSpouse Roth IRA Whether the business is investment-relatedInvestment Related Address of the other businessCockeysville MD 21030 Nature of the other businessSpouse Roth IRA Your positionPOA/Spouse Title, or relationship with the other businessPOA/Spouse Start date of your relationship12/2018 Approximate number of hours/month you devote to the other business1 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessPOA on Roth account (2) NAME OF ENTITY: Ladew Topiary Gardens, Inc. ADDRESS: 3535 Jarrettsville Pike, Monkton, Maryland, 21111 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 29/04/2025 CAPACITY: Committee/Council Member DUTIES: Investment Committee Member HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (3) NAME OF ENTITY: Pathfinders For Autism ADDRESS: 1954 Greenspring Drive Timonium Maryland 21093 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 05/09/2025 CAPACITY: Committee/Council Member DUTIES: Finance Committee Member, No Roles or Responsibilities. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-31 |
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