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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-03-06
TX RA APPROVED 2025-03-06
  • MD RA
    APPROVED
    Since 2025-03-06
  • TX RA
    APPROVED
    Since 2025-03-06

Branch Locations

Cockeysville, MD • United States

225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 07/2023 03/2025
Apex Tool Group Sparks Glencoe MD 06/2017 07/2023
Weyrich Cronin & Sorra Hunt Valley MD 12/2018 04/2022
Clearview Group Owings Mills MD 08/2018 10/2018
Rs&F Towson MD 01/2018 07/2018
Towson University Towson MD 08/2015 12/2017
Amb Group/Golfsmith Timonium MD 05/2015 10/2016
Baltimore Country Club Timonium MD 03/2011 10/2016
Bank Of America, N.A. Hunt Valley MD 10/2023 03/2025
Rbc Capital Markets, Llc Hunt Valley MD 03/2025 Present
City National Bank Hunt Valley MD 08/2025 Present
  • 07/2023 → 03/2025
    Hunt Valley, MD
  • 06/2017 → 07/2023
    Apex Tool Group
    Sparks Glencoe, MD
  • 12/2018 → 04/2022
    Weyrich Cronin & Sorra
    Hunt Valley, MD
  • 08/2018 → 10/2018
    Clearview Group
    Owings Mills, MD
  • 01/2018 → 07/2018
    Rs&F
    Towson, MD
  • 08/2015 → 12/2017
    Towson University
    Towson, MD
  • 05/2015 → 10/2016
    Amb Group/Golfsmith
    Timonium, MD
  • 03/2011 → 10/2016
    Baltimore Country Club
    Timonium, MD
  • 10/2023 → 03/2025
    Bank Of America, N.A.
    Hunt Valley, MD
  • 03/2025 → Present
    Hunt Valley, MD
  • 08/2025 → Present
    City National Bank
    Hunt Valley, MD
Previous Registrations
Other Businesses

(1) Name of the other businessSpouse Roth IRA Whether the business is investment-relatedInvestment Related Address of the other businessCockeysville MD 21030 Nature of the other businessSpouse Roth IRA Your positionPOA/Spouse Title, or relationship with the other businessPOA/Spouse Start date of your relationship12/2018 Approximate number of hours/month you devote to the other business1 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessPOA on Roth account (2) NAME OF ENTITY: Ladew Topiary Gardens, Inc. ADDRESS: 3535 Jarrettsville Pike, Monkton, Maryland, 21111 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 29/04/2025 CAPACITY: Committee/Council Member DUTIES: Investment Committee Member HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (3) NAME OF ENTITY: Pathfinders For Autism ADDRESS: 1954 Greenspring Drive Timonium Maryland 21093 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 05/09/2025 CAPACITY: Committee/Council Member DUTIES: Finance Committee Member, No Roles or Responsibilities. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-31
  • S66 Uniform Combined State Law Examination
    2023-10-31
Designations
  • Certified Financial Planner
Other Names
  • Timothy Robert Ford

View on SEC IAPD

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