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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2024-04-09 |
| TX | RA | APPROVED | 2024-03-27 |
Branch Locations
3500 S 1St Ave Circle Ste 101, Sioux Falls, SD 57105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Sioux Falls | SD | 03/2015 | 11/2017 |
| Hmk Financial Services | Sioux Falls | SD | 03/2015 | Present |
| Kms Financial Services, Inc. | Seattle | WA | 12/2018 | 11/2020 |
| Securities America, Inc. | Sioux Falls | SD | 11/2020 | 03/2024 |
| Securities America Advisors, Inc. | Sioux Falls | SD | 11/2020 | 03/2024 |
| Lpl Financial, Llc | Sioux Falls | SD | 03/2024 | Present |
1) 02/2024 - HMK Financial Services / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 02/2024 - Mercury Wealth Partners / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 3) 02/2024 - Joseph Monkelien LLC / Non-Variable Insurance / Inv. Related / Sioux Falls, SD / Start date 01/01/2022 - 4) 02/2024 - JOSEPH D. MONKELIEN LLC / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Sioux Falls, SD / Start date 01/01/2022 5) 08/26/2024 - Other - Notary Public - Investment Related - At Reported Business Location(s) - Start Date 07/10/2024 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-27 |
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