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Joseph David Monkelien

LPl Financial LLC

Sioux Falls, SD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2024-04-09
TX RA APPROVED 2024-03-27
  • SD RA
    APPROVED
    Since 2024-04-09
  • TX RA
    APPROVED
    Since 2024-03-27

Branch Locations

3500 S 1St Ave Circle Ste 101, Sioux Falls, SD 57105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Sioux Falls SD 03/2015 11/2017
Hmk Financial Services Sioux Falls SD 03/2015 Present
Kms Financial Services, Inc. Seattle WA 12/2018 11/2020
Securities America, Inc. Sioux Falls SD 11/2020 03/2024
Securities America Advisors, Inc. Sioux Falls SD 11/2020 03/2024
Lpl Financial, Llc Sioux Falls SD 03/2024 Present
  • 03/2015 → 11/2017
    Sii Investments, Inc.
    Sioux Falls, SD
  • 03/2015 → Present
    Hmk Financial Services
    Sioux Falls, SD
  • 12/2018 → 11/2020
    Kms Financial Services, Inc.
    Seattle, WA
  • 11/2020 → 03/2024
    Securities America, Inc.
    Sioux Falls, SD
  • 11/2020 → 03/2024
    Securities America Advisors, Inc.
    Sioux Falls, SD
  • 03/2024 → Present
    Sioux Falls, SD
Previous Registrations
  • 2020-11-06 → 2024-04-02
    Securities America Advisors, Inc.
    Sioux Falls, SD
  • 2019-01-08 → 2020-11-06
    Kms Financial Services, Inc.
    Sioux Falls, SD
    Seattle, WA
  • 2016-06-01 → 2017-11-13
    Sii Investments, Inc.
    Sioux Falls, SD
Other Businesses

1) 02/2024 - HMK Financial Services / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 02/2024 - Mercury Wealth Partners / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 3) 02/2024 - Joseph Monkelien LLC / Non-Variable Insurance / Inv. Related / Sioux Falls, SD / Start date 01/01/2022 - 4) 02/2024 - JOSEPH D. MONKELIEN LLC / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Sioux Falls, SD / Start date 01/01/2022 5) 08/26/2024 - Other - Notary Public - Investment Related - At Reported Business Location(s) - Start Date 07/10/2024 - 1 Hour Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-27
  • S66 Uniform Combined State Law Examination
    2016-05-27
Designations
Other Names
  • Joseph Monkelien

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