Best Investors Account Sign in

Daniel Trevor Ingraldi

Ubs Financial Services Inc.

Vero Beach, FL

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-06-26
CT RA APPROVED 2023-08-23
  • NC RA
    APPROVED
    Since 2024-06-26
  • CT RA
    APPROVED
    Since 2023-08-23

Branch Locations

601 21St Street Suite 326, Vero Beach, FL 32960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs 299 Park Avenue NY 03/2016 03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 03/2020 07/2022
Ubs Charlotte NC 08/2022 Present
  • 03/2016 → 03/2020
    Ubs
    299 Park Avenue, NY
  • 03/2020 → 07/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Paramus, NJ
  • 08/2022 → Present
    Ubs
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-07
S66 Uniform Combined State Law Examination 2017-08-14
  • S65 Uniform Investment Adviser Law Examination
    2024-05-07
  • S66 Uniform Combined State Law Examination
    2017-08-14
Other Names
  • Daniel Ingraldi

View on SEC IAPD

Other Firms

MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
CORRY CAPITAL ADVISORS, LLC
CHARLES SCHWAB & CO., INC.
MORANGIE MANAGEMENT LLC
STRATEGIC ADVISERS LLC
SPIREPOINT PRIVATE CLIENT, LLC
DOWLING CAPITAL PARTNERS

Other Investors

MICHAEL JOHN CURLEY
MICHELLE ANN DAVIS
WILLIAM GARDNER JOHNSON
JAMES CLAUDE BRITT
RICHARD GARRITY
CHRISTY JOAN NORTHFIELD
LINDSAY MARGARET YENCHO
Hanson H Peirce

Other Offices

MORGAN STANLEY · Vero Beach, FL
WELLS FARGO CLEARING SERVICES, LLC · VERO BEACH, FL
WELLS FARGO CLEARING SERVICES, LLC · VERO BEACH, FL
CORRY CAPITAL ADVISORS, LLC · VERO BEACH, FL
CHARLES SCHWAB & CO., INC. · Vero Beach, FL
MORANGIE MANAGEMENT LLC · VERO BEACH, FL
STRATEGIC ADVISERS LLC · VERO BEACH, FL
SPIREPOINT PRIVATE CLIENT, LLC · VERO BEACH, FL

More in Vero Beach, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor