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Kate Wong

Edward Jones

Hilo, HI

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2021-10-11
  • HI RA
    APPROVED
    Since 2021-10-11

Branch Locations

Hilo Shopping Center 70 Kekuanaoa Street Suite 340, Hilo, HI 96720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Hilo HI 03/2015 12/2016
Morgan Stanley Hilo HI 01/2017 07/2017
Edward Jones St Louis MO 08/2021 Present
First Hawaiian Bank Hilo HI 07/2017 07/2021
University Of Hawaii At Hilo Hilo HI 08/2018 06/2019
  • 03/2015 → 12/2016
    Wells Fargo Advisors, Llc
    Hilo, HI
  • 01/2017 → 07/2017
    Morgan Stanley
    Hilo, HI
  • 08/2021 → Present
    Edward Jones
    St Louis, MO
  • 07/2017 → 07/2021
    First Hawaiian Bank
    Hilo, HI
  • 08/2018 → 06/2019
    University Of Hawaii At Hilo
    Hilo, HI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-09
  • S66 Uniform Combined State Law Examination
    2021-10-09
Other Names
  • Kate Nohelani Leffingwell
  • Kate Nohelani Wong

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
PEAK PLANNING GROUP, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
DFG INVESTMENTS AND TAX LLC
MORGAN STANLEY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
COMMONWEALTH FINANCIAL NETWORK

Other Investors

BARRY KAU YANG MARK
JILL MARIE MARK
MICHAEL FUK HUNG CHANG
DAVID LEE HALL
MICHELLE MOANA VICTORINE
Elyse Fumie Robinson
IRIS HISAKO KUWAYE
Zachary Charles Debauche

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · HILO, HI
LPL FINANCIAL LLC · HILO, HI
PEAK PLANNING GROUP, LLC · Hilo, HI
EDWARD JONES · HILO, HI
STATE FARM INVESTMENT MANAGEMENT CORP. · Hilo, HI
DFG INVESTMENTS AND TAX LLC · HILO, HI
LPL FINANCIAL LLC · HILO, HI
MORGAN STANLEY · HILO, HI

More in Hilo, HI

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