Chad Eugene Krieg

Employer firm

Pence Capital Management, LLC CRD 281739

$1.54B regulatory AUM

Reported services (Item 5G)

• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2004 → Present
  Pence Wealth Management
  Newport Beach, CA
• 05/2006 → Present
  Lpl Financial, Llc
  Newport Beach, CA
• 08/2020 → Present
  Pence Capital Management
  Newport Beach, CA

Previous Registrations

• 2012-01-30 → 2023-12-04
  Pence Wealth Management, Inc.
  Newport Beach, CA

Other Businesses

1. 08/30/2013 - PENCE WEALTH MANAGEMENT - INV REL - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 11/02/2023 - Pence Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/07/2020 - 30 Hours Per Month/ 1 Hour During Trading 3. 10/29/2025 - Pence Capital Management, LLC - Registered Investment Advisor - Admin - Investment Related - At Reported Business Location(s) - Start Date 08/03/2020 - 20 hours per month/ 20 hour during trading - I provide administrative support to Pence Capital Management, an independent investment advisor firm. I started this business activity in 08/2020. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-21
• S63 Uniform Securities Agent State Law Examination
  2006-08-30