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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-15 |
| NJ | RA | APPROVED | 2021-03-19 |
| CA | RA | APPROVED | 2016-08-09 |
Branch Locations
6700 Koll Center Pkwy Suite 160-P, Pleasanton, CA 94566 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Pleasanton | CA | 06/2014 | Present |
| Wfgia | Pleasanton | CA | 04/2013 | Present |
| International Business Machines | San Jose | CA | 05/2001 | 06/2017 |
| Covered California Health Insurance Marketplace | San Jose | CA | 01/2018 | Present |
| Wfg Direct | San Carlos | CA | 08/2021 | Present |
| Lspn Pro, Llc | Lindon | UT | 09/2021 | 04/2025 |
| Inheritguard, Llc | Sheridan | WY | 03/2022 | Present |
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Covered California Health Insurance Marketplace / 0118-Present / Investment Related: No / 3016 Lake Estates Ct, San Jose CA 95135 / Agent / Insurance Sales / Hrs Work Monthly: 0 / Sec Trading Hrs: 0 / Help clients with outside insurance needs. Specifically, Covered California Health Insurance Marketplace. INHERITGUARD, LLC POSITION: NOT APPLICABLE/NONE NATURE: PROVIDING BUNDLED PROFESSIONAL SERVICES WITH EMPHASIS ON ESTATE PLANNING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/09/2022 ADDRESS: 30 N Gould Street STE 41954, SHERIDAN WY 82801, United States DESCRIPTION: CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATEPLANNING ISSUES, SCHEDULE APPOINTMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-26 |
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