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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-02-01
  • NJ RA
    APPROVED
    Since 2018-02-01

Branch Locations

194 S Wood Ave, Iselin, NJ 08830 • United States

Belford, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Msi Financial Services, Inc. East Hills NY 04/2015 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 05/2017
Mml Investors Services, Llc East Hills NY 03/2017 04/2017
Pruco Securities, Llc Melville NY 05/2017 01/2018
The Prudential Insurance Company Of America Melville NY 05/2017 11/2017
Tiaa Iselin NJ 11/2017 Present
Tiaa-Cref Individual & Institutional Services, Llc Iselin NJ 11/2017 Present
  • 04/2015 → 03/2017
    Msi Financial Services, Inc.
    East Hills, NY
  • 07/2016 → 05/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 04/2017
    East Hills, NY
  • 05/2017 → 01/2018
    Pruco Securities, Llc
    Melville, NY
  • 05/2017 → 11/2017
    The Prudential Insurance Company Of America
    Melville, NY
  • 11/2017 → Present
    Tiaa
    Iselin, NJ
  • 11/2017 → Present
    Iselin, NJ
Previous Registrations
  • 2017-03-25 → 2017-05-18
    East Hills, NY
  • 2015-08-06 → 2017-03-25
    Msi Financial Services, Inc.
    East Hills, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-10
  • S66 Uniform Combined State Law Examination
    2015-07-10
Other Names
  • William Michael Morrisson Bernstein

View on SEC IAPD

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