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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-11-14 |
Branch Locations
1120 Doyle St. Suite G, Orangeburg, SC 29115 • United States
884 Allbritton Boulevard Suite 205, Mt. Pleasant, SC 29464 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/2016 | 05/2017 |
| Massmutual | Charleston | SC | 12/2017 | 08/2019 |
| Mml Investors Services | Charleston | SC | 08/2018 | 08/2019 |
| Carolina Panthers | Charlotte | NC | 07/2017 | 02/2019 |
| Unemployed | Charlotte | NC | 06/2016 | 09/2016 |
| Unemployed | Charlotte | NC | 05/2017 | 07/2017 |
| Pruco Securities, Llc. | Mount Pleasant | SC | 07/2019 | 11/2024 |
| Lpl Enterprise, Llc | Mt. Pleasant | SC | 11/2024 | Present |
1) Comparion Insurance Agency - Property and Casualty - Provide property and casualty insurance for clients - inv. related - at North Charleston, SC- start date 02/25/2025 - 60hrs/mnth-6hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-19 |
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