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601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-11-17 |
Branch Locations
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc | Mentor | OH | 01/2015 | 12/2017 |
| Citizens Bank | Mentor | OH | 01/2015 | 12/2017 |
| Citizens Bank | Mentor | OH | 12/2017 | 10/2021 |
| Citizens Securities Inc. | Mentor | OH | 12/2017 | 10/2021 |
| Ally Invest Securities Llc | Charlotte | NC | 11/2021 | Present |
| Ally Invest Advisors | Charlotte | NC | 11/2021 | Present |
Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Manager - Client Services. Dually licensed. 11/01/2021. 40+ hrs/month. Manages licensed representatives servicing both self-directed and advisory accounts All Bank. Non-Investment Related. 601 S Tryon Street Charlotte NC 28202. Manager - Client Services. 09/28/2022. 40+ hrs/month. Manage the team that supports Ally Bank customers by performing account maintenance, money movement, (deposits, withdrawals, Cd renewals, etc.), and provide education on deposit product offerings such as savings and checking accounts, CD, etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-25 |
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