Jody Michael Balaban

Current Employers

Employment History

• 06/2004 → 11/2018
  John Hancock
  Virginia Beach, VA
• 11/2018 → 08/2023
  Royal Alliance Associates, Inc.
  Virginia Beach, VA
• 08/2023 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2023 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2018-11-02 → 2023-08-03
  Osaic Wealth, Inc.
  Virginia Beach, VA
• 2016-02-17 → 2018-11-02
  Signator Investors, Inc.
  Virginia Beach, VA
  Virginia Beach, VA

Other Businesses

1) FRIEDEN WEALTH MANAGEMENT, 277 BENDIX RD, SUITE 500, VIRGINIA BEACH, VA, 08/2023, IAR, SECURITIES BUSINESS, INV REL, 50 HRS/MO, 50 HRS/MO TRADING. 2) THE FRIEDEN AGENCY, 277 BENDIX RD, SUITE 500, VIRGINIA BEACH, VA, 08/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 100 HRS/MO, 100 HRS/MO TRADING. 3) COMMONWEALTH BENEFITS, INC., 277 BENDIX RD, SUITE 500, VIRGINIA BEACH, VA, 08/2023, OWNER, EMPLOYEE BENEFIT SALES, NIR, 100 HRS/MO, 100 HRS/MO TRADING. 4) THE SPINDEL AGENCY, 277 BENDIX RD, SUITE 500, VIRGINIA BEACH, VA, 08/2023, AGENT, EMPLOYEE BENEFIT SALES AND MARKETING, NIR, 100 HRS/MO, 100 HRS/MO TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 6) TIDEWATER JEWISH FOUNDATION, 5000 CORPORATE WOODS DR, SUITE 200, VIRGINIA BEACH, VA, 08/2023, BOARD MEMBER, NIR, 2 HRS/MO, 2 HRS/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-02-02
• S63 Uniform Securities Agent State Law Examination
  2005-01-20