Dawn Stephens Collins

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-11
IA	RA	APPROVED	2015-07-02

TX RA
APPROVED_RES

Since 2019-01-11
IA RA
APPROVED

Since 2015-07-02

Branch Locations

Des Moines, IA • United States

2700 Grand Ave Suite 310, Des Moines, IA 50312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	03/2015	Present

03/2015 → Present

Edward Jones

St Louis, MO

Other Businesses

Iowa Coalition Against Sexual Assault Des Moines, IA Start date: 8/24/2015 Board of Directors Hours per week: 0 Hours during trading: 0 Serve on the volunteer Board of Directors to provide leadership, fundraising and strategic planning for the organization in close collaboration with the Executive Director.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-05-08

S66 Uniform Combined State Law Examination

2015-05-08

Designations

Certified Financial Planner

Other Names

Dawn Lanette Stephens
Dawn Lanette Horning
Dawn Lanette Collins

View on SEC IAPD