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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-08-05
TX RA APPROVED 2017-05-17
RI RA APPROVED 2017-01-17
  • CT RA
    APPROVED
    Since 2024-08-05
  • TX RA
    APPROVED
    Since 2017-05-17
  • RI RA
    APPROVED
    Since 2017-01-17

Branch Locations

3400 Pawtucket Ave Central Business Review Unit, Riverside, RI 02915 • United States

400 Chesterfield Ctr, Chesterfield, MO 63017 • United States

Webster, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westborough MA 10/2013 Present
Bank Of America, N.A. Westborough MA 04/2017 Present
Other Businesses

I*129432 For profit or not for profit: Non-Profit Organization Name of outside business organization: USA Volleyball Investment related: N Address of business: Colorado Springs, Colorado 80907 Nature of business: Other, Sports Affiliation Position, title, association: Participant, Start date of relationship: 1/24/2020 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I am a registered player under USA VOLLEYBALL. Competitive Tournaments are held in numerous locations across the country I*811392 For profit or not for profit: N Name of outside business organization: E B Investment related: N Address of business: Webster, Massachusetts, 01570 Nature of business: POA Position, title, association: Power of Attorney Start date of relationship: 4/21/2022 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-16
  • S66 Uniform Combined State Law Examination
    2017-01-16

View on SEC IAPD

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