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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-11-01 |
| WA | RA | APPROVED | 2016-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Aberdeen | WA | 08/2016 | 12/2021 |
| D.A. Davidson & Co. | Aberdeen | WA | 12/2021 | Present |
SHARPE FA, LLC; NON-INVESTMENT RELATED; ABERDEEN, WA; INVESTOR; START 11/2/23; 0 HOURS WORKED; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; INVESTOR IN LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-04 |
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