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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-10
UT RA APPROVED 2022-11-10
  • TX RA
    APPROVED
    Since 2022-11-10
  • UT RA
    APPROVED
    Since 2022-11-10

Branch Locations

3300 Triumph Blvd Suite 340, Lehi, UT 84043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Salt Lake City UT 03/2015 07/2019
E*Trade Securities Llc Sandy UT 07/2019 02/2020
Wells Fargo Clearing Services, Llc Salt Lake City UT 02/2020 11/2022
Wells Fargo Advisors Financial Network, Llc Lehi UT 11/2022 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY, INVT RELATED, SALT LAKE CITY, UT, 50% OWNERSHIP, START 7/1/2017, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD. RENTAL PROPERTY, INVT RELATED, LEHI, UT, 50% OWNERSHIP, START 02/01/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD. JEM PROPERTIES; NOT INVESTMENT RELATED; SALT LAKE CITY,UT; 50% OWNERSHIP; START 7/1/2017; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, CEDAR CITY, UT, 50% OWNERSHIP, START 9/1/2021, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-14
S63 Uniform Securities Agent State Law Examination 2019-09-06
  • S66 Uniform Combined State Law Examination
    2022-10-14
  • S63 Uniform Securities Agent State Law Examination
    2019-09-06
Other Names
  • Justin Robert Horne

View on SEC IAPD

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