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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-10 |
| UT | RA | APPROVED | 2022-11-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Salt Lake City | UT | 03/2015 | 07/2019 |
| E*Trade Securities Llc | Sandy | UT | 07/2019 | 02/2020 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 02/2020 | 11/2022 |
| Wells Fargo Advisors Financial Network, Llc | Lehi | UT | 11/2022 | Present |
RENTAL PROPERTY, INVT RELATED, SALT LAKE CITY, UT, 50% OWNERSHIP, START 7/1/2017, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD. RENTAL PROPERTY, INVT RELATED, LEHI, UT, 50% OWNERSHIP, START 02/01/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD. JEM PROPERTIES; NOT INVESTMENT RELATED; SALT LAKE CITY,UT; 50% OWNERSHIP; START 7/1/2017; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, CEDAR CITY, UT, 50% OWNERSHIP, START 9/1/2021, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-06 |
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