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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-26 |
| OH | RA | APPROVED | 2021-07-23 |
| KY | RA | APPROVED | 2021-06-29 |
Branch Locations
130 Dudley Pike Ste 250, Edgewood, KY 41017-4312 • United States
Cincinnati, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Covington | KY | 03/2015 | 03/2021 |
| Ameriprise Financial Services, Llc | Edgewood | KY | 04/2021 | Present |
Outside Employment; Instill, LLC; This LLC is being opened for payroll and benefits purposes of the franchise advisor. I do not have any additional responsibilities with regards to this entity. Additionally, I am not an officer of the new entity.; This LLC is being opened by our Franchise Advisor (Scott A Brooks) for payroll and benefits purposes. We will pay our current Ameriprise franchise employees through this LLC for accounting purposes. It will also be used to pay certain business expenses of the franchise.; 130 Dudley Pike, Suite 250, Edgewood, KY, 41017; Investment-Related; 03/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-20 |
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