Tyler Lee Ricottilli

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Victoria, TX
• 11/2016 → 09/2019
  Wells Fargo Clearing Services, Llc
  Victoria, TX
• 09/2019 → Present
  Cetera Advisors Llc
  Denver, CO
• 08/2007 → Present
  Border Swabbing Inc
  Victoria, TX
• 08/2019 → Present
  Texas Wealth & Capital Management
  Victoria, TX
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-01-01 → 2019-10-02
  Wells Fargo Clearing Services, Llc
  Victoria, TX
• 2002-11-15 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Victoria, TX
  St. Louis, MO
  Victoria, TX

Other Businesses

1. NAME OF OTHER BUSINESS: BORDER SWABBING INC ; INVESTMENT RELATED: NO ; ADDRESS: 5903 UW HIGHWAY 59, N. VICTORIA, TX 77905 ; NATURE OF BUSINESS: OIL & GAS ; POSITION/TITLE/RELATIONSHIP: PRESIDENT / CEO ; START DATE: 08/2007 ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: STAY IN DAILY CONTACT WITH VP AND SECRETARY FOR PAYROLL AND BALANCE SHEET. QUARTERLY FINANCE MEETINGS ; 2. NAME OF OTHER BUSINESS: TEXAS WEALTH & CAPITAL MANAGEMENT ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 08/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER / FINANCIAL ADVISOR ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ;

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-11-11

Other Names

• Ty Ricotilli
• Tyler Lee Ricotilli