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Michael Los

Congress Park Capital LLC

Saratoga Springs, NY

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Current Employers
Congress Park Capital Llc

57 Phila Street, Saratoga Springs, NY 12866 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-29
CT RA APPROVED 2017-04-12
  • NY RA
    APPROVED
    Since 2021-03-29
  • CT RA
    APPROVED
    Since 2017-04-12

Branch Locations

57 Phila Street, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Safeco Alarm Systems Inc. Kingston NY 09/2014 04/2026
Congress Park Capital Llc Saratoga Springs NY 03/2015 Present
  • 09/2014 → 04/2026
    Safeco Alarm Systems Inc.
    Kingston, NY
  • 03/2015 → Present
    Congress Park Capital Llc
    Saratoga Springs, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-12
  • S65 Uniform Investment Adviser Law Examination
    2017-04-12
Other Names
  • Mike Los
  • Michael B. Los

View on SEC IAPD

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Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY

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