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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | El Segundo | CA | 08/2015 | 11/2017 |
| Lpl Financial Llc | Claremont | CA | 11/2017 | Present |
1. 11/6/2020 - Stark Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/3/2017 - 40 Hours Per Month/25 Hours During Securities Trading. 2. 04/22/2024 - Westland Financial Services - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 4/9/2024 - 5 Hrs/Mo; 0 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-09 |
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