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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-04
  • TX RA
    APPROVED
    Since 2017-08-04

Branch Locations

5414 West 7Th Street, Texarkana, TX 75501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Investments Texarkana TX 09/2004 08/2017
Raymond James Financial Services Texarkana TX 08/2017 Present
Raymond James Financial Services Advisors Inc. Texarkana TX 08/2017 Present
Previous Registrations
  • 2008-06-20 → 2017-08-04
    Texarkana, TX
    Wake Village, TX
Other Businesses

(1)Name of Business: Black Financial Group, LLC Address: 5414 West 7th Street, Texarkana, TX, 75501, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/04/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support company (2)Name of Business: Wake Village Economic Development Committee Address: 624 Burma Rd, Wake Village, TX, 75501, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 03/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of the Economic Development Committee\n- Attend Committee meetings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-18
S63 Uniform Securities Agent State Law Examination 2004-12-03
  • S66 Uniform Combined State Law Examination
    2008-06-18
  • S63 Uniform Securities Agent State Law Examination
    2004-12-03
Other Names
  • Joe Black
  • Joe Daniel Black

View on SEC IAPD

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