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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-02-23 |
| FL | RA | APPROVED | 2021-06-15 |
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2019-03-27 |
Branch Locations
1040 Broad Street Suite 202, Shrewsbury, NJ 07702-4331 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Insurance Co Of America | Shrewsbury | NJ | 03/2015 | Present |
| Park Ave Securities | Shrewsbury | NJ | 10/2015 | 11/2016 |
| Park Avenue Securities | Shrewsbury | NJ | 08/2018 | Present |
| Guardian Life Insurance Company | Brooklyn | NY | 03/2024 | 07/2026 |
| Park Avenue Securities | Brooklyn | NY | 03/2024 | 07/2026 |
| Guardian Life Insurance Company | Shrewsbury | NJ | 06/2024 | 06/2024 |
| Park Avenue Securities | Shrewsbury | NJ | 06/2024 | 06/2024 |
1. Planning Alliance Consulting (ValMax Consulting, LLC) -Fee based consulting for business and estates, Start: 11/08/2018, Address: 1040 Broad Street Suite 202 Shrewsbury NJ 07702, 10 total business hours per month / 10 during securities trading hours, Not investment related, Less than 10% annual compensation, 2. UCEF Insurance Agency, LLC-I may at a future date use this DBA for my business for my insurance practice. This is an independent agency jointly owned between IPA and UCEF (a NY 501(c)(3) organization). It is used to market insurance products to members of the community the charity serves., Start: 03/04/2019, Address: 50 Tice Blvd. Suite 280 Woodcliff Lake, NJ 07677, 4 bus hrs per month, Investment related, 3. Madison Title Agency-Independent contractor selling title insurance, Start: 07/01/2019 Address: N/A, 1 total hours per month 1 during securities trading hours, Investment related, No annual compensation, 4. Ash Brokerage-Independent contractor selling insurance other than Guardian, Nature of Business: Insurance outside of Guardian, Start: 1/1/2025, Address: 1040 BROAD STREET SUITE 202 SHREWSBURY NJ 07702, Duties: Selling insurance other than Guardian, 5 total hours per month; 5 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-25 |
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