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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

88 Froehlich Farm Blvd Ste 325, Woodbury, NY 11797 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc. New York NY 09/2004 03/2017
Mass Mutual Life Insurance Company Woodbury NY 07/2016 Present
Mml Investors Services, Llc Woodbury NY 03/2017 Present
  • 09/2004 → 03/2017
    Metlife Securities, Inc.
    New York, NY
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Woodbury, NY
  • 03/2017 → Present
    Woodbury, NY
Other Businesses

1. Name: Goldy Lux 8 LLC, Inv rel: Y Add: @ residential address on file Nature: Employee Benefits Fortis BGA Insurance, Health, Life Position: Owner Start date: 08/2005 No. HR/MO: 2 No. HR/MO during sec trading: 0 Describe Duties: Sell group health, life, dental insurance, fixed life insurance. 2.Name: Eric Goldsmith, Inv Rel: Y Addr: @Residential address on file, Nature: Life Settlements Position: Financial Planner, Start: 9/23/24, No Hr/Mo: 1 No Hr/Mo Dur Trading:0 duties: Help people make smart decisions working with life settlement co's mainly Ashar Group to find fair offers in the market. 3.Name: Goldy Lux 8, LLC, Inv Rel: Y Addr: @ residential address on file, Nature: Outside Insurance, Position: Member & Owner, Start: 4/2/25, No Hr/Mo: 1 No Hr/Mo Dur Trading: 0 Duties: Life, Disability, Long-term care, Fixed annuities, Health & Dental.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-02-04
  • S63 Uniform Securities Agent State Law Examination
    2005-02-04
Other Names
  • Eric Goldsmith

View on SEC IAPD

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