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Kristen A Rodgers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hilton Head Island, SC

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-13
SC RA APPROVED 2025-12-18
  • TX RA
    APPROVED
    Since 2026-02-13
  • SC RA
    APPROVED
    Since 2025-12-18

Branch Locations

21 Hatton Pl, Hilton Head Island, SC 29926 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Bank Harrison OH 10/2014 01/2017
Key Investment Services Harrison OH 03/2015 01/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hilton Head Island SC 10/2022 Present
First Financial Bank Harrison OH 01/2017 09/2022
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-18
  • S66 Uniform Combined State Law Examination
    2025-12-18
Other Names
  • Kristen Anne Guthrie
  • Kristen Guthrie
  • Kristen Rodgers

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HILTON HEAD, SC
HILTON HEAD CAPITAL PARTNERS, LLC · HILTON HEAD ISLAND, SC
WELLS FARGO CLEARING SERVICES, LLC · HILTON HEAD ISLAND, SC
TRUIST ADVISORY SERVICES, INC. · HILTON HEAD ISLANDS, SC
TRUIST ADVISORY SERVICES, INC. · HILTON HEAD, SC
MORGAN STANLEY · Hilton Head Island, SC
THE ASCENT GROUP, LLC · Hilton Head, SC
AE WEALTH MANAGEMENT, LLC · Hilton Head Island, SC

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