Kristen A Rodgers

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 01/2017
  Key Bank
  Harrison, OH
• 03/2015 → 01/2017
  Key Investment Services
  Harrison, OH
• 10/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hilton Head Island, SC
• 01/2017 → 09/2022
  First Financial Bank
  Harrison, OH

Exams

• S66 Uniform Combined State Law Examination
  2025-12-18

Other Names

• Kristen Anne Guthrie
• Kristen Guthrie
• Kristen Rodgers