Jesse Carlos Serra

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 06/2018
  Jp Morgan Securities Llc
  Los Angeles, CA
• 02/2015 → 03/2017
  Jp Morgan Chase Bank
  Inglewood, CA
• 03/2017 → 06/2018
  Jp Morgan Chase Bank, N.A.
  Los Angeles, CA
• 06/2018 → 11/2019
  Jp Morgan Securities Llc
  Downey, CA
• 06/2018 → 11/2019
  Jp Morgan Chase Bank, N.A.
  Downey, CA
• 11/2019 → 01/2022
  Jp Morgan Securites, Llc
  Fullerton, CA
• 11/2019 → 01/2022
  Jpmorgan Chase Bank, N.A
  Fullerton, CA
• 01/2022 → Present
  Charles Schwab & Co., Inc.
  Irvine, CA
• 01/2022 → Present
  Charles Schwab Bank, Ssb
  Irvine, CA

Previous Registrations

• 2019-11-21 → 2022-01-07
  J.P. Morgan Securities Llc
  Inglewood, CA
  Los Angeles, CA
  Los Angeles, CA
  Downey, CA
  Fullerton, CA
  Fullerton, CA

Exams

• S66 Uniform Combined State Law Examination
  2019-10-31
• S63 Uniform Securities Agent State Law Examination
  2015-04-01

Designations

• Certified Financial Planner

Other Names

• Jesse C. Serra
• Jesse Serra