Derek John Platt

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 06/2015 → 06/2021
  Equitable Advisors, Llc
  New York, NY
• 06/2021 → 06/2025
  Lpl Financial, Llc
  Houston, TX
• 07/2021 → Present
  Wealth Enhancement Group
  Houston, TX
• 07/2021 → Present
  Wealth Enhancement Advisory Services, Llc
  Houston, TX
• 07/2021 → Present
  Wealth Enhancement Brokerage Services
  Houston, TX

Previous Registrations

• 2017-12-06 → 2021-07-13
  Equitable Advisors, Llc
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX

Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 06/25/2021 - 240 Hours Per Month/100 Hours During Securities Trading - Time Spent 100% - provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD Wealth Enhancement Group - Non-Investment Related - Houston, TX - Fixed Insurance - Senior Vice President - Start Date: 10/2025 - 1 Hour Spent Per Month, 1 Hour Spent During Trading Hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-12-04
• S63 Uniform Securities Agent State Law Examination
  2015-11-20

Designations

• Certified Financial Planner