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Employer firm

Ausdal Financial Partners, Inc. CRD 7995

$3.73B regulatory AUM 665 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ADVICE ON UMA PLATFORMS

From the firm’s Form ADV. Read the guides:

Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-10-28
  • SC RA
    APPROVED
    Since 2024-10-28

Branch Locations

2215 Wimbleton Ct, Colorado Springs, CO 80920 • United States

810 Traveleres Blvd., Suite A-1, Summerville, SC 29485 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intervest International Equities Corp Colorado Springs CO 07/2010 10/2024
Ausdal Financial Partners, Inc Davenport IA 10/2024 Present
Previous Registrations
  • 2010-07-12 → 2024-11-15
    Intervest International, Inc.
    Summerville, SC
    Colorado Springs, CO
  • 2007-01-23 → 2010-07-15
    North Charleston, SC
    Summerville, SC
    Summerville, SC
Other Businesses

CORNERSTONE FINANCIAL STRATEGIES, LLC; INVESTMENT RELATED; SUMMERVILLE, SC; INDEPENDENT INVESTMENT PLANNING FIRM; OWNER; ACTIVITY BEGAN 02/2021; I DEVOTE 160 HOURS TO THIS ACTIVITY WITH ALL OF THOSE HOURS DURING TRADING HOURS; ASSIST CLIENTS WITH PORTFOLIO MANAGMENT, RETIREMENT INCOME AND ASSET PROTECTION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-29
S63 Uniform Securities Agent State Law Examination 2004-12-02
  • S66 Uniform Combined State Law Examination
    2006-12-29
  • S63 Uniform Securities Agent State Law Examination
    2004-12-02
Designations
  • Certified Financial Planner

View on SEC IAPD

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