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Melissa Lee Dardis

Rbc Capital Markets, LLC

Walnut Creek, CA

Cotati, CA

CRD 6457093

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-03-05
TX RA APPROVED 2020-03-05
  • CA RA
    APPROVED
    Since 2020-03-05
  • TX RA
    APPROVED
    Since 2020-03-05

Branch Locations

1331 North California Blvd. Suite 650, Walnut Creek, CA 94596 • United States

Cotati, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mill Valley CA 02/2015 03/2020
Bank Of America, N.A. Mill Valley CA 06/2016 03/2020
Rbc Capital Markets, Llc Walnut Creek CA 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-18
  • S66 Uniform Combined State Law Examination
    2016-04-18
Other Names
  • Melissa Lee Marsh

View on SEC IAPD

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CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL

Nearby Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA

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