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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-06-29 |
Branch Locations
220 Market St Ste F, New Albany, OH 43054-9031 • United States
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-12 |
| OH | RA | APPROVED | 2019-04-04 |
Branch Locations
New Albany 220 F Market St, New Albany, OH 43054 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Clarksville | TN | 10/2009 | 03/2019 |
| Cetera Investment Services Llc | St. Cloud | MN | 02/2015 | 03/2019 |
| Cetera Investment Advisers Llc | Clarksville | TN | 07/2016 | 03/2019 |
| The Huntington Investment Company | Lancaster | OH | 03/2019 | Present |
| Ameriprise Financial Services, Llc | New Albany | OH | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-25 |
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