Victoria Lee Clausen

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2025-02-27

HI RA
APPROVED

Since 2025-02-27

Branch Locations

Kailua, HI • United States

733 Bishop St, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Scottsdale	AZ	08/2015	01/2025
Ubs Financial Services	Honolulu	HI	02/2025	Present

08/2015 → 01/2025

The Vanguard Group, Inc.

Scottsdale, AZ
02/2025 → Present

Ubs Financial Services

Honolulu, HI

Other Businesses

NAME OF BUSINESS: Desert Living Collective, LLC INVESTMENT-RELATED: No ADDRESS: Phoenix, AZ POSITION: LANDLORD/OWNER START DATE: 8/2021 APPROXIMATE HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 Sipletic, NewarkDelaware United States-19702, Company, Ecommerce, Proprietor / owner, the business has not launched at this time, start date-5/12/2025, Investment related-Yes.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2015-09-10

S63 Uniform Securities Agent State Law Examination

2015-09-10

Designations

Chartered Financial Analyst

Other Names

Victoria Lee Clausen
Victoria Clausen

View on SEC IAPD