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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-05-08
IN RA APPROVED 2020-05-13
  • KY RA
    APPROVED
    Since 2023-05-08
  • IN RA
    APPROVED
    Since 2020-05-13

Branch Locations

624 Third St, Columbus, IN 47201 • United States

103 Rodgers Ln, Jonesville, IN 47247 • United States

9420 Bunsen Parkway, Louisville, KY 40220 • United States

Elizabethtown, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Elizabethtown IN 05/2015 Present
Thrivent Financial Appleton WI 09/2015 Present
Other Businesses

FRITTS INC POSITION: Owner NATURE: small family business that handled furniture distribution into United States wholesaler INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2016 ADDRESS: 3129 25th Street #315, Columbus IN 47203, United States DESCRIPTION: Handle deposits, writing of checks, processing bills, reconcile bank account, enter data into quickbooks

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-03
S63 Uniform Securities Agent State Law Examination 2015-07-07
  • S65 Uniform Investment Adviser Law Examination
    2018-10-03
  • S63 Uniform Securities Agent State Law Examination
    2015-07-07

View on SEC IAPD

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