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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-05-11
  • TN RA
    APPROVED
    Since 2026-05-11

Branch Locations

501 Commerce St, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Tysons Corner VA 02/2015 10/2017
Charles Schwab Bank Tysons Corner VA 05/2016 10/2017
The Ayco Company, L.P./Mercer Allied Saratoga Springs NY 11/2017 02/2019
Sanford C. Bernstein & Co., Llc. Boston MA 02/2019 05/2020
Rockefeller Financial Llc Saratoga Springs NY 05/2020 03/2023
Rock & Co Llc Saratoga Springs NY 05/2020 03/2023
Rockefeller Financial Llc Mountain View CA 04/2023 12/2025
Rockefeller Capital Management Mountain View CA 04/2023 12/2025
Rockefeller Financial Llc Menlo Park CA 12/2025 04/2026
Rockefeller Capital Management Menlo Park CA 12/2025 04/2026
Sanford C. Bernstein & Co., Llc. Nashville TN 04/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-18
  • S66 Uniform Combined State Law Examination
    2015-06-18
Designations

View on SEC IAPD

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