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Grace Marie Kelly

Schwab Wealth Advisory, Inc.

Lone Tree, CO

CRD 6456173

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-16
  • CO RA
    APPROVED
    Since 2025-01-16

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Little Rock AR 10/2016 04/2018
Charles Schwab Bank Little Rock AR 05/2016 03/2018
Unemployed Raleigh NC 10/2018 10/2018
Morgan Stanley Smith Barney Raleigh NC 08/2018 10/2018
First Oak Wealth Management Llc Raleigh NC 10/2018 01/2025
Unemployed Raleigh NC 04/2018 08/2018
Charles Schwab & Co., Inc. Lone Tree CO 02/2015 10/2016
Charles Schwab & Co., Inc Lone Tree CO 01/2025 Present
Schwab Wealth Advisory Inc Lone Tree CO 01/2025 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-02-08
S66 Uniform Combined State Law Examination 2015-06-18
  • S63 Uniform Securities Agent State Law Examination
    2025-02-08
  • S66 Uniform Combined State Law Examination
    2015-06-18
Designations
  • Certified Financial Planner
Other Names
  • Grace Marie Kelly
  • Grace Kelly
  • Grace M Kelly

View on SEC IAPD

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