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Nelson Wu

Open Square Capital, LLC

Los Alamitos, CA

CRD 6456084

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Employer firm

Open Square Capital, LLC CRD 175152

$18.0M regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
Open Square Capital, Llc

Los Alamitos, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-10
  • CA RA
    APPROVED
    Since 2025-04-10

Branch Locations

Los Alamitos, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Open Square Capital, Llc Los Alamitos CA 05/2015 Present
Open Insights Capital, Llc Los Alamitos CA 10/2022 Present
  • 05/2015 → Present
    Open Square Capital, Llc
    Los Alamitos, CA
  • 10/2022 → Present
    Open Insights Capital, Llc
    Los Alamitos, CA
Previous Registrations
  • 2023-03-08 → 2025-07-16
    Open Insights Capital, Llc
    Los Alamitos, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-20
  • S65 Uniform Investment Adviser Law Examination
    2014-11-20

View on SEC IAPD

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